Purpose
• The Internal Audit Manager is responsible for leading and executing risk-based
internal audits to assess the effectiveness of financial, operational, compliance, and
IT controls.
• This role ensures adherence to internal audit standards, regulatory requirements,
and best practices while providing recommendations to enhance governance, risk
management, and internal control frameworks.
• The Internal Audit Manager plays a key role in preparing audit plans, conducting
independent assessments, and collaborating with stakeholders to improve internal
audit effectiveness.

Strategic Responsibilities
• Develop and implement risk-based internal audit plans aligned with the firm's strategic objectives.
• Ensure compliance with international internal audit standards (IPPF) and regulatory requirements.
• Assess and enhance internal control frameworks, governance structures, and
operational processes.
• Provide independent assurance on financial reporting accuracy, regulatory
compliance, and fraud prevention.
• Identify key risks across business functions and recommend mitigating controls.
• Oversee audits of investment activities, financial controls, and IT systems.
• Drive continuous improvement initiatives to enhance audit methodologies and
automation.
• Engage with senior management and the Audit Committee to report audit findings
and recommendations.
• Establish a robust audit follow-up mechanism to track the implementation of audit
recommendations.
Support external audits and regulatory inspections to ensure transparency and
compliance.
• Foster a strong ethical and risk-aware culture within the organization. Implement
digital tools and data analytics for audit efficiency and enhanced risk assessment.
• Conduct training and awareness programs to enhance internal audit effectiveness.

Core Responsibilities
• Plan, execute, and manage internal audit engagements across financial, operational, IT, and compliance areas.
• Conduct in-depth risk assessments to identify vulnerabilities and gaps in business
processes.
• Ensure timely and accurate documentation of audit findings, reports, and action
plans.
• Support the development of key risk indicators (KRIs) and risk-based audit
approaches.
• Coordinate with external auditors, regulators, and risk management teams.
• Assist in fraud detection, whistleblower investigations, and forensic audits.
• Ensure corrective actions for audit findings are effectively implemented and
monitored. Improve audit reporting processes to enhance executive-level risk
insights.
• Strengthen business resilience by assessing business continuity and cybersecurity
controls.
• Collaborate with IT teams to assess cybersecurity risks and data protection
measures.
• Develop and maintain relationships with key internal and external stakeholders to
enhance audit effectiveness.

People & Leadership Responsibilities
• Supervise and mentor internal audit team members, fostering professional
development.
• Encourage knowledge sharing and best practices within the audit function.
Provide coaching and leadership to enhance the analytical and risk assessment
capabilities of the team

Experience Requirements
• 12-15 years of internal audit experience, preferably in financial services, investment management, Fund of Funds, or asset management.
• Strong experience in risk-based auditing, corporate governance, and regulatory
compliance.
• Hands-on experience in developing and executing internal audit plans.
• Experience in dealing with regulatory bodies, audit committees, and external
auditors.
• Strong knowledge of IFRS, internal control frameworks, and fraud risk management.
• Proven track record in automating audit processes and leveraging data analytics
tools.
• Experience with audit management systems, risk assessment methodologies, and
governance frameworks.
• Strong ability to present complex audit findings in a clear and concise manner to
senior management.
• Prior experience in forensic investigations, cybersecurity audits, and compliance
monitoring.

Technical Expertise / Skills / Knowledge
• Expertise in internal audit methodologies, risk management, and financial controls.
• Proficiency in audit automation tools, risk analytics, and data visualization platforms.
• Strong analytical and problem-solving skills to assess financial and operational risks.
Hands-on experience with audit tools (TeamMate, ACL, IDEA, etc.).

Education & Qualifications
• Bachelor’s degree in Accounting, Finance, Business Administration, or a related field.
Advanced degree (MBA, CIA, CPA, CA, ACCA) preferred.
• Professional certifications such as CIA (Certified Internal Auditor), CPA (Certified
Public Accountant), or CISA (Certified Information Systems Auditor) are highly
desirable.